Short selling

Results: 2054



#Item
641Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Short selling / Securities Exchange Act / Security / Short / Initial public offering / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:10:34
642Containers / Creel / Common Fisheries Policy / Fisherman / Commercial fishing / Fisheries management / Overfishing / Fishing / Fisheries science / Basket weaving

IFMAC – Short-life Working Group – Hobby/Unlicensed Fishermen Options for reducing the incidence of hobby/unlicensed fishermen selling their catch for profit. Introduction The working group was established by the Ins

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Source URL: www.scotland.gov.uk

Language: English - Date: 2014-10-02 04:05:32
64373rd United States Congress / United States Securities and Exchange Commission / United States securities law / Financial regulation / Short selling / Short / UBS / Securities Exchange Act / Securities Act / Investment / Financial economics / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]November 12, 2014 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov

Language: English - Date: 2014-11-12 16:18:52
644Securities / Financial regulation / Short selling / Hedge fund / Securities fraud / U.S. Securities and Exchange Commission / Short / Settlement / Financial economics / Finance / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 22, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-22 12:26:29
645Financial markets / United States Securities and Exchange Commission / Financial regulation / Short selling / Wedbush Securities / Naked short selling / Short / Regulation NMS / Broker-dealer / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-20 10:35:24
646Financial markets / United States securities law / United States Securities and Exchange Commission / Financial regulation / Short selling / Securities Exchange Act / Futures contract / Short / Order / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 21, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2014-11-24 13:45:56
647Business / Financial regulation / Short selling / United States Securities and Exchange Commission / United States securities law / Trading room / Short / Securities Exchange Act / Financial economics / Finance / Financial markets

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 10, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-12-10 09:55:11
648Financial system / Financial markets / 73rd United States Congress / United States securities law / Short selling / Securities Exchange Act / NASDAQ / Short / Futures contract / Financial economics / United States Securities and Exchange Commission / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]December 4, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2014-12-05 11:21:48
649Finance / Financial regulation / Short selling / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Security / Short / United States securities law / Financial economics / Business

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 18, 2014 Admin. Proc. File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-11-18 17:13:23
650Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Short selling / Security / Short / Securities Exchange Act / Initial public offering / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:09:08
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